Péter
11-20-2005, 05:08 AM
INTRODUCTION
This study was first presented at the Canadian Hungarian Studies Association's 1996 annual conference, on the occasion of the 1100th anniversary of the foundation of the Hungarian State. It is essentially a summary overview of the principal theories in the research on the origins and early history of the Hungarians, with the objective of determining a scientifically acceptable alternative orientation in a field which has been dominated for the past 150 years by political and ideological interests. The purpose of this paper is therefore to outline a more objective perspective by examining the principal research orientations regarding the origins and early history of the Hungarians. The historical period in question covers the time span from the first Neolithic settlement of the Carpathian Basin (5000 BC) to the Christianization of Hungary nearly 1000 years ago.
What is it exactly that is being celebrated on the occasion of the 1100th anniversary of Hungary's founding in 896 AD? Is it Árpád's "pagan" Hungary or king István's (Stephen) Christian Hungary? Opinions differ greatly on this complex question. In general, contemporary Hungarian historiography seems to be concentrating more on the last 1000 years of Hungarian history from a predominantly Western point of view, thereby artificially restricting Hungarian history and isolating it from its pre-Christian historical and cultural roots which are often misrepresented or ignored. Hungarian history needs to be reassessed in a broader and more balanced perspective.
The principal opposing views are, on the one hand, the traditional account of Hungarian origins rooted in the pre-Christian era, which shows a remarkable degree of compatibility with the Sumerian-Hungarian relationship demonstrated by international orientalist research starting in the first half of the 19th c., and, on the other hand, the more recent Finno-Ugrian theory which was essentially the product of foreign regimes in Hungary: Habsburg in the 19th c., and communist in the 20th c. The traditional account of Hungarian origins states that the Magyars and the Huns were identical and traces their roots back to Ancient Mesopotamia. Sumerian-Hungarian ethno-linguistic research seems to confirm this. The Finno-Ugrian theory has sought to contradict the traditional account of Hungarian origins and the Sumerian-Hungarian relationship through a seemingly scientific linguistic approach. However, a more careful analysis of the facts reveals that the methodology of the Finno-Ugrian school is unscientific and that the motives of the Finno-Ugrian theory's promoters are political and ideological: their objective has been to weaken the Hungarian national identity by instilling a collective inferiority complex in order to weaken national resistance and to consolidate foreign rule in Hungary. The current "mainstream" Hungarian historiography adheres to the Finno-Ugrian orientation, promoting the view that the Hungarians were "primitive Asiatic latecomers and intruders" in the more "civilized" Europe. This official historical interpretation is therefore characterized by a dogmatic state of denial which deliberately ignores or dismisses the ancient Turanian origins of the Hungarians, the Sumerian-Scythian-Hun-Avar-Magyar identity and continuity, and the fundamental cultural, political and military Hungarian achievements of the millenia prior to 1000 AD which laid the foundations of the Hungarian state.
I. THE TRADITIONAL ACCOUNT OF HUNGARIAN ORIGINS AND EARLY HISTORY ACCORDING TO ANCIENT AND MEDIEVAL SOURCES
The medieval Hungarian sources refer to the story of the Biblical Nimrod, son of Kush, and Eneth, whose two sons, Hunor and Magor, led the Huns and the Magyars from the regions neighbouring Persia to the land known as Scythia - a designation generally given to the region stretching from the Carpathians into Central Asia (1). From Scythia, first the Huns (5th c. AD), then Árpád's Magyars (895-896 AD) established themselves in the Carpathian Basin. It is also stated in these sources that Árpád was a descendent of Atilla, and that therefore, under Árpád's leadership, the Magyars reconquered Hungary as their rightful inheritance from their Hun forebears (2).
The contemporary Persian, Armenian, Arab, Greek, Russian and Western sources generally concur with the Caucasian-Caspian origin of the Magyars and with the Scythian-Hun-Avar-Magyar identity (3). It is also interesting to note that although the Byzantine sources generally referred to the Magyars as "Turks" (Turkoi), they also mention that by their own account, the Magyars' previously known name which they used themselves was, in Greek translation, "Sabartoi asphaloi" (4). This is extremely important because this name refers to the Sabir people, also known as the Subareans, who inhabited the land known by the Babylonians and Assyrians as Subartu which was situated in the Transcaucasian-Northern Mesopotamian-Western Iranian region (5). By their own account, the Sumerians of Southern Mesopotamia also came from this region which they referred to as Subir-Ki (6).
The Hun-Magyar relationship is also referred to in the recently published Hungarian translation of a Turkish version of the history of Hungary, (Tarihi Üngürüsz), based on an earlier Latin text lost during the Turkish wars (16th-17th c.). This source also mentions that when the Huns and the Magyars arrived in Hungary, they both found peoples already settled there who spoke the same language as themselves, thus lending support to the Hun-Magyar identity and extending the continuity of the Hungarian people in the Carpathian Basin further back in time (7).
The traditional account of Hungarian origins and early history was generally accepted until the middle of the 19th c. However, since then, the credibility of this account has been questioned. It was argued that the ancient and medieval sources did not stand up to modern "scientific method and evidence". Nevertheless, it should be taken into consideration that the medieval Hungarian chronicles were most likely based upon earlier sources which have been destroyed or lost during the forced Christianization of Hungary and during the subsequent foreign invasions, and that the stories told in the original sources, like many historical myths and legends transmitted by folklore, are often based on real historical facts.(Back)
II. THE FINNO-UGRIAN THEORY
The Finno-Ugrian theory's origins can be traced back to a book published in 1770 by a Hungarian Jesuit, János Sajnovics, in which he claimed that the Hungarian language is identical to that of the Lapps (8). This work had no immediate significant impact in Hungary, but it was followed up by mainly German linguists, among whom August von Schlözer played the leading role in the development of the Finno-Ugrian linguistic school (9). This school had a determining influence on the development of linguistic research in Hungary during the second half of the 19th c., where linguists of German origin also played a leading role (10). At that time, Hungary was ruled by the Habsburgs, and German influence was very strong in the political, economic, social, and cultural fields.
It is also important to note that the 19th c. saw the rise of modern nationalism throughout Europe, and that German nationalism was among the most chauvinistic. It was in this context that the idea of a superior Aryan race was conceived. Although the term "Aryan race" is no longer considered politically correct and has been replaced by the more scientifically-sounding "Indo-European" term, the fundamental assumption of this ethno-linguistic group's cultural pre-eminence is still being maintained today (11). Just as the proponents of this theory sought to prove their claims of Indo-European (Aryan) cultural superiority, they also sought to prove that, conversely, non-Indo-Europeans were culturally inferior. The Finno-Ugrian theory was therefore promoted in this ideologically biased context (12).
Following the defeat of the Hungarian War of Independence of 1848-49, the repressive Habsburg regime took over the Hungarian academic institutions and imposed the exclusive research orientation of the Finno-Ugrian theory about the origin of the Hungarians (13). Thus, the Hungarian Academy of Sciences became an instrument of the Habsburg regime's cultural policy of Germanization, which sought to weaken the Hungarian national identity - thereby facilitating foreign domination - through the distortion and falsification of information relating to the origin, history, culture, and language of the Hungarians, censoring and prohibiting any publication or research which did not conform to the officially imposed Finno-Ugrian theory. This was also the case under the Hungarian Communist regime which also pursued an anti-Hungarian policy with the objective of Russification. It was therefore in the interest of these regimes to "let the conquered Hungarians believe that they have an ancestry more primitive than that of the Indo-European peoples. In Habsburg times Hungarian children were taught that most of their civilization came from the Germans: today they are taught that their 'barbaric' ancestors were civilized by the educated Slavs" (14).
The Finno-Ugrian theory proved to be most suitable for this purpose. This theory claims that the Hungarians originated from primitive Siberian hunter-gatherer nomads who wandered Westward and who acquired a higher culture upon coming into contact with Indo-Europeans and other peoples (15). This theory has been increasingly brought under criticism by dissident and exiled Hungarian researchers because of its negative portrayal of the Hungarians in relation to their neighbours, because of the historical and political circumstances under which this theory has been imposed and perpetuated, and because this theory fails to take into consideration a substantial amount of scientific data which contradicts it (16). It should also be noted that according to the scientific review "Nature" (20/02/92), the quality of the research conducted at the Hungarian Academy of Sciences is rather poor, and this also seems to apply to the Finno-Ugrian research orientation.
The Finno-Ugrian theory is based on the hypothetical family-tree model and chronology of the Indo-European ethno-linguistic group's evolution (17). The family-tree model assumes that the members of a defined ethno-linguistic group originated from a common ancestral people which spoke a common ancestral language and lived in a common ancestral homeland from which various groups migrated to form the distinct branches of an ethno-linguistic family. Thus, the Finno-Ugrian theory states that the Finno-Ugrian group separated from the ancestral Uralic group between 5000 and 4000 BC; between 3000 and 2000 BC the Finnic and Ugrian branches separated, and around 1000 BC the "proto-Hungarians" separated from the "Ob-Ugrians" and migrated Westward (18). However, the validity of this monolithic family-tree model has been increasingly questioned by several researchers, including some Indo-European scholars (19).
Although this hypothetical process was supposed to have taken place in the Ural region, the exact location of the various "ancestral homelands" occupied by the various branches and the chronology of these events are still subject to various interpretations as there is no unanimous agreement among Finno-Ugrian scholars themselves (20). The significant degree of uncertainty and confusion which still exists within this field of research is due to the fact that the Finno-Ugrian theory is essentially based on linguistic speculation which is not supported by any conclusive archeological, anthropological and historical evidence (21). In fact, most of the available evidence seems to contradict the Finno-Ugrian theory, and furthermore, serious reservations have been raised concerning some of its linguistic arguments (22). Several researchers have also pointed out that the Finno-Ugrian theory contains serious methodological inconsistencies and errors, that the term "Finno-Ugrian" itself is arbitrary and unscientific, and that the inclusion of Hungarian in the Uralic group is artificial and without adequate scientific basis (23).
It is not the apparent linguistic similarities between the Hungarian and the Uralic languages which are in question, but the nature and degree of the relationship between the two groups. The Finno-Ugrian theory's assumption that the Hungarians are directly descended from the "Finno-Ugrians" and that the Uralic peoples are the only ethno-linguistic relatives of the Hungarians seems to be fundamentally flawed: a specific linguistic relationship does not necessarily correspond to a genetic relationship, nor can it exclude relationships with other ethnic groups. The Finno-Ugrian theory rejects the possibility that the Uralic group may somehow be related to other ethno-linguistic groups such as the Altaic group (24), perhaps partly because the first major challenge to the Finno-Ugrian theory came from advocates of the theory that the Hungarians were of Turkic origin, based on the numerous and significant observable linguistic, cultural and anthropological similarities between the Hungarian and Turkic peoples, as well as on historical evidence (25).
In fact, comparative linguistic analysis has shown that there are many similarities between Hungarian and several other major Eurasian ethno-linguistic groups, and although the Finno-Ugrian theory claims that these similarities are the results of borrowings on the part of the Hungarians (26), it nevertheless appears that the Finno-Ugrian theory requires a fundamental revision concerning the relationship between the Hungarians and the Uralic group, as well as their relationship to other ethno-linguistic groups. An alternative explanation for the existing linguistic relationship between Hungarian and other languages, including the Uralic and Altaic languages, is provided by the Sumerian ethno-linguistic and cultural diffusion theory, according to which the Eurasian ethno-linguistic groups were formed under the dominant cultural and linguistic influence of the Sumerian-related peoples originating from the Near East and which have progressively spread throughout Eurasia during several millenia since the Neolithic period (5000 BC). (Back)
http://www.hunmagyar.org/turan/magyar/tor/controve.htm
This study was first presented at the Canadian Hungarian Studies Association's 1996 annual conference, on the occasion of the 1100th anniversary of the foundation of the Hungarian State. It is essentially a summary overview of the principal theories in the research on the origins and early history of the Hungarians, with the objective of determining a scientifically acceptable alternative orientation in a field which has been dominated for the past 150 years by political and ideological interests. The purpose of this paper is therefore to outline a more objective perspective by examining the principal research orientations regarding the origins and early history of the Hungarians. The historical period in question covers the time span from the first Neolithic settlement of the Carpathian Basin (5000 BC) to the Christianization of Hungary nearly 1000 years ago.
What is it exactly that is being celebrated on the occasion of the 1100th anniversary of Hungary's founding in 896 AD? Is it Árpád's "pagan" Hungary or king István's (Stephen) Christian Hungary? Opinions differ greatly on this complex question. In general, contemporary Hungarian historiography seems to be concentrating more on the last 1000 years of Hungarian history from a predominantly Western point of view, thereby artificially restricting Hungarian history and isolating it from its pre-Christian historical and cultural roots which are often misrepresented or ignored. Hungarian history needs to be reassessed in a broader and more balanced perspective.
The principal opposing views are, on the one hand, the traditional account of Hungarian origins rooted in the pre-Christian era, which shows a remarkable degree of compatibility with the Sumerian-Hungarian relationship demonstrated by international orientalist research starting in the first half of the 19th c., and, on the other hand, the more recent Finno-Ugrian theory which was essentially the product of foreign regimes in Hungary: Habsburg in the 19th c., and communist in the 20th c. The traditional account of Hungarian origins states that the Magyars and the Huns were identical and traces their roots back to Ancient Mesopotamia. Sumerian-Hungarian ethno-linguistic research seems to confirm this. The Finno-Ugrian theory has sought to contradict the traditional account of Hungarian origins and the Sumerian-Hungarian relationship through a seemingly scientific linguistic approach. However, a more careful analysis of the facts reveals that the methodology of the Finno-Ugrian school is unscientific and that the motives of the Finno-Ugrian theory's promoters are political and ideological: their objective has been to weaken the Hungarian national identity by instilling a collective inferiority complex in order to weaken national resistance and to consolidate foreign rule in Hungary. The current "mainstream" Hungarian historiography adheres to the Finno-Ugrian orientation, promoting the view that the Hungarians were "primitive Asiatic latecomers and intruders" in the more "civilized" Europe. This official historical interpretation is therefore characterized by a dogmatic state of denial which deliberately ignores or dismisses the ancient Turanian origins of the Hungarians, the Sumerian-Scythian-Hun-Avar-Magyar identity and continuity, and the fundamental cultural, political and military Hungarian achievements of the millenia prior to 1000 AD which laid the foundations of the Hungarian state.
I. THE TRADITIONAL ACCOUNT OF HUNGARIAN ORIGINS AND EARLY HISTORY ACCORDING TO ANCIENT AND MEDIEVAL SOURCES
The medieval Hungarian sources refer to the story of the Biblical Nimrod, son of Kush, and Eneth, whose two sons, Hunor and Magor, led the Huns and the Magyars from the regions neighbouring Persia to the land known as Scythia - a designation generally given to the region stretching from the Carpathians into Central Asia (1). From Scythia, first the Huns (5th c. AD), then Árpád's Magyars (895-896 AD) established themselves in the Carpathian Basin. It is also stated in these sources that Árpád was a descendent of Atilla, and that therefore, under Árpád's leadership, the Magyars reconquered Hungary as their rightful inheritance from their Hun forebears (2).
The contemporary Persian, Armenian, Arab, Greek, Russian and Western sources generally concur with the Caucasian-Caspian origin of the Magyars and with the Scythian-Hun-Avar-Magyar identity (3). It is also interesting to note that although the Byzantine sources generally referred to the Magyars as "Turks" (Turkoi), they also mention that by their own account, the Magyars' previously known name which they used themselves was, in Greek translation, "Sabartoi asphaloi" (4). This is extremely important because this name refers to the Sabir people, also known as the Subareans, who inhabited the land known by the Babylonians and Assyrians as Subartu which was situated in the Transcaucasian-Northern Mesopotamian-Western Iranian region (5). By their own account, the Sumerians of Southern Mesopotamia also came from this region which they referred to as Subir-Ki (6).
The Hun-Magyar relationship is also referred to in the recently published Hungarian translation of a Turkish version of the history of Hungary, (Tarihi Üngürüsz), based on an earlier Latin text lost during the Turkish wars (16th-17th c.). This source also mentions that when the Huns and the Magyars arrived in Hungary, they both found peoples already settled there who spoke the same language as themselves, thus lending support to the Hun-Magyar identity and extending the continuity of the Hungarian people in the Carpathian Basin further back in time (7).
The traditional account of Hungarian origins and early history was generally accepted until the middle of the 19th c. However, since then, the credibility of this account has been questioned. It was argued that the ancient and medieval sources did not stand up to modern "scientific method and evidence". Nevertheless, it should be taken into consideration that the medieval Hungarian chronicles were most likely based upon earlier sources which have been destroyed or lost during the forced Christianization of Hungary and during the subsequent foreign invasions, and that the stories told in the original sources, like many historical myths and legends transmitted by folklore, are often based on real historical facts.(Back)
II. THE FINNO-UGRIAN THEORY
The Finno-Ugrian theory's origins can be traced back to a book published in 1770 by a Hungarian Jesuit, János Sajnovics, in which he claimed that the Hungarian language is identical to that of the Lapps (8). This work had no immediate significant impact in Hungary, but it was followed up by mainly German linguists, among whom August von Schlözer played the leading role in the development of the Finno-Ugrian linguistic school (9). This school had a determining influence on the development of linguistic research in Hungary during the second half of the 19th c., where linguists of German origin also played a leading role (10). At that time, Hungary was ruled by the Habsburgs, and German influence was very strong in the political, economic, social, and cultural fields.
It is also important to note that the 19th c. saw the rise of modern nationalism throughout Europe, and that German nationalism was among the most chauvinistic. It was in this context that the idea of a superior Aryan race was conceived. Although the term "Aryan race" is no longer considered politically correct and has been replaced by the more scientifically-sounding "Indo-European" term, the fundamental assumption of this ethno-linguistic group's cultural pre-eminence is still being maintained today (11). Just as the proponents of this theory sought to prove their claims of Indo-European (Aryan) cultural superiority, they also sought to prove that, conversely, non-Indo-Europeans were culturally inferior. The Finno-Ugrian theory was therefore promoted in this ideologically biased context (12).
Following the defeat of the Hungarian War of Independence of 1848-49, the repressive Habsburg regime took over the Hungarian academic institutions and imposed the exclusive research orientation of the Finno-Ugrian theory about the origin of the Hungarians (13). Thus, the Hungarian Academy of Sciences became an instrument of the Habsburg regime's cultural policy of Germanization, which sought to weaken the Hungarian national identity - thereby facilitating foreign domination - through the distortion and falsification of information relating to the origin, history, culture, and language of the Hungarians, censoring and prohibiting any publication or research which did not conform to the officially imposed Finno-Ugrian theory. This was also the case under the Hungarian Communist regime which also pursued an anti-Hungarian policy with the objective of Russification. It was therefore in the interest of these regimes to "let the conquered Hungarians believe that they have an ancestry more primitive than that of the Indo-European peoples. In Habsburg times Hungarian children were taught that most of their civilization came from the Germans: today they are taught that their 'barbaric' ancestors were civilized by the educated Slavs" (14).
The Finno-Ugrian theory proved to be most suitable for this purpose. This theory claims that the Hungarians originated from primitive Siberian hunter-gatherer nomads who wandered Westward and who acquired a higher culture upon coming into contact with Indo-Europeans and other peoples (15). This theory has been increasingly brought under criticism by dissident and exiled Hungarian researchers because of its negative portrayal of the Hungarians in relation to their neighbours, because of the historical and political circumstances under which this theory has been imposed and perpetuated, and because this theory fails to take into consideration a substantial amount of scientific data which contradicts it (16). It should also be noted that according to the scientific review "Nature" (20/02/92), the quality of the research conducted at the Hungarian Academy of Sciences is rather poor, and this also seems to apply to the Finno-Ugrian research orientation.
The Finno-Ugrian theory is based on the hypothetical family-tree model and chronology of the Indo-European ethno-linguistic group's evolution (17). The family-tree model assumes that the members of a defined ethno-linguistic group originated from a common ancestral people which spoke a common ancestral language and lived in a common ancestral homeland from which various groups migrated to form the distinct branches of an ethno-linguistic family. Thus, the Finno-Ugrian theory states that the Finno-Ugrian group separated from the ancestral Uralic group between 5000 and 4000 BC; between 3000 and 2000 BC the Finnic and Ugrian branches separated, and around 1000 BC the "proto-Hungarians" separated from the "Ob-Ugrians" and migrated Westward (18). However, the validity of this monolithic family-tree model has been increasingly questioned by several researchers, including some Indo-European scholars (19).
Although this hypothetical process was supposed to have taken place in the Ural region, the exact location of the various "ancestral homelands" occupied by the various branches and the chronology of these events are still subject to various interpretations as there is no unanimous agreement among Finno-Ugrian scholars themselves (20). The significant degree of uncertainty and confusion which still exists within this field of research is due to the fact that the Finno-Ugrian theory is essentially based on linguistic speculation which is not supported by any conclusive archeological, anthropological and historical evidence (21). In fact, most of the available evidence seems to contradict the Finno-Ugrian theory, and furthermore, serious reservations have been raised concerning some of its linguistic arguments (22). Several researchers have also pointed out that the Finno-Ugrian theory contains serious methodological inconsistencies and errors, that the term "Finno-Ugrian" itself is arbitrary and unscientific, and that the inclusion of Hungarian in the Uralic group is artificial and without adequate scientific basis (23).
It is not the apparent linguistic similarities between the Hungarian and the Uralic languages which are in question, but the nature and degree of the relationship between the two groups. The Finno-Ugrian theory's assumption that the Hungarians are directly descended from the "Finno-Ugrians" and that the Uralic peoples are the only ethno-linguistic relatives of the Hungarians seems to be fundamentally flawed: a specific linguistic relationship does not necessarily correspond to a genetic relationship, nor can it exclude relationships with other ethnic groups. The Finno-Ugrian theory rejects the possibility that the Uralic group may somehow be related to other ethno-linguistic groups such as the Altaic group (24), perhaps partly because the first major challenge to the Finno-Ugrian theory came from advocates of the theory that the Hungarians were of Turkic origin, based on the numerous and significant observable linguistic, cultural and anthropological similarities between the Hungarian and Turkic peoples, as well as on historical evidence (25).
In fact, comparative linguistic analysis has shown that there are many similarities between Hungarian and several other major Eurasian ethno-linguistic groups, and although the Finno-Ugrian theory claims that these similarities are the results of borrowings on the part of the Hungarians (26), it nevertheless appears that the Finno-Ugrian theory requires a fundamental revision concerning the relationship between the Hungarians and the Uralic group, as well as their relationship to other ethno-linguistic groups. An alternative explanation for the existing linguistic relationship between Hungarian and other languages, including the Uralic and Altaic languages, is provided by the Sumerian ethno-linguistic and cultural diffusion theory, according to which the Eurasian ethno-linguistic groups were formed under the dominant cultural and linguistic influence of the Sumerian-related peoples originating from the Near East and which have progressively spread throughout Eurasia during several millenia since the Neolithic period (5000 BC). (Back)
http://www.hunmagyar.org/turan/magyar/tor/controve.htm